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Sunbelt Securities, Inc. CRD 42180
$2.64B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2026-05-03 |
| CA | RA | APPROVED | 2025-11-12 |
| VA | RA | APPROVED | 2025-10-22 |
| GA | RA | APPROVED | 2025-05-16 |
| OH | RA | APPROVED | 2025-01-06 |
| CO | RA | APPROVED | 2025-01-01 |
| FL | RA | APPROVED | 2025-01-01 |
| MO | RA | APPROVED | 2024-10-22 |
| MT | RA | APPROVED | 2024-05-14 |
| NC | RA | APPROVED | 2023-06-09 |
| IL | RA | APPROVED | 2022-11-18 |
| AZ | RA | APPROVED | 2021-09-28 |
| PA | RA | APPROVED | 2020-11-02 |
| TX | RA | APPROVED | 2016-11-01 |
| LA | RA | APPROVED | 2016-10-25 |
Branch Locations
2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • UNITED STATES
2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • United States
370 S Nolen Dr Ste 100, Southlake, TX 76092 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thorn Financial Group | Southlake | TX | 10/2008 | Present |
| Lpl Financial Llc | Southlake | TX | 07/2011 | 10/2016 |
| Sunbelt Securities Inc | Houston | TX | 10/2016 | Present |
1. TFG Investment Group (DBA): Investment related. 370 S Nolen Dr, Ste 100, Southlake, TX 76092. DBA under Sunbelt Securities Inc. Registered Representative. Start Date: 10/2016. 40 hours a week, during trading hours. 2. Thorn Financial Group (OBA): Not investment related. 370 S Nolen Dr, Ste 100, Southlake, TX 76092. Tax Planning. Tax Consultant. No relationship. Start date: 10/2008. 60 hours tax season / 40 off season a week, majority not during trading hours. 3. M&K Financial: Not investment related, 2308 Farrington Ln, Hurst, TX 76063; LLC for taxes. Member. Start Date: 3/14/2017. Zero hours per month, none during trading hours. 4. MRLIJL Financial LLC (OBA) : Not investment related. 370 S Nolen Dr, Ste 100, Southlake, TX 76092. LLC for taxes. Member. No relationship. Start: 12/14/2021. Less than an hour a week, none during trading hours. 5. Life Insurance (OBA): Investment related. 370 S Nolen Dr, Ste 100, Southlake, TX 76092. Life Insurance. Insurance Agent. No relationship. Start: 01/2012. Less than an hour a week, none during trading hours. 6. Rental Property (OBA): Not investment related. 7104 Cook Circle, North Richland Hills, TX 76182. Rental Property. Property Owner. No relationship. Start: 12/01/2023. Zero hours per week, none during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-24 |
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