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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2022-07-28
  • MI RA
    APPROVED
    Since 2022-07-28

Branch Locations

27275 W. Six Mile, Redford, MI 48240 • United States

33200 W Twelve Mile Rd, Farmington Hills, MI 48334 • United States

15633 West Seven Mile, Detroit, MI 48235 • United States

12840 Dexter, Detroit, MI 48238 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Farmington Hills MI 09/2016 07/2022
J.P. Morgan Securities Llc Farmington Hills MI 09/2016 07/2022
Tricia Finn Events, Llc. Northville MI 09/2017 Present
Jpmorgan Chase Bank, N.A. Farmington Hills MI 08/2022 Present
J.P. Morgan Securities Llc Farmington Hills MI 08/2022 Present
  • 09/2016 → 07/2022
    Jpmorgan Chase Bank, N.A.
    Farmington Hills, MI
  • 09/2016 → 07/2022
    Farmington Hills, MI
  • 09/2017 → Present
    Tricia Finn Events, Llc.
    Northville, MI
  • 08/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Farmington Hills, MI
  • 08/2022 → Present
    Farmington Hills, MI
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: TRICIA FINN EVENTS, LLC. POSITION: SIGNER / LABORER START DATE: 9/15/2017 ADDRESS: 22010, Northville, MI DETAILS: FAMILY WEDDING AND EVENT PLANNING AND DESIGN BUSINESS. I WILL BE A SIGNER ON THE BUSINESS ACCOUNT AND HELP HER WITH THE HARD LABOR OF TRANSPORTING HER DISPLAYS AND ITEMS AROUND. PART OF THE SET UP AND BREAKDOWN OF THE EVENTS. HOURS DEDICATED (per month unless otherwise indicated): 10-15 HOURS HOURS DURING TRADING: 0 INVESTMENT RELATED: NO

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-02
S63 Uniform Securities Agent State Law Examination 2016-11-07
  • S66 Uniform Combined State Law Examination
    2021-11-02
  • S63 Uniform Securities Agent State Law Examination
    2016-11-07
Other Names
  • Robert Edward Finn
  • Robert R Finn
  • Robert Reilly Finn

View on SEC IAPD

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