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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-02-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade | Plantation | FL | 12/2008 | 03/2018 |
| Calamos Financial Services Llc | Naperville | IL | 10/2018 | 10/2023 |
| Calamos Wealth Management Llc | Naperville | IL | 10/2018 | 10/2023 |
| Unemployed | Miami | FL | 03/2018 | 10/2018 |
| Commonwealth Financial Network | Waltham | MA | 10/2023 | 06/2024 |
| Commonwealth Financial Network | Waltham | MA | 06/2024 | 11/2025 |
| Element Financial Group | New York | NY | 06/2024 | 11/2025 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 12/2025 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 01/2026 | Present |
Owner; Purchasing, selling and promoting baby products; Located in North Miami Beach, FL 33162; as of 03/17/2025; 0% of time spent during business hours; Not conducted at branch location; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 2010-09-24 |
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