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Jonathan G Serafin

Eagle Strategies LLC

Herndon, VA

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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-08-10
VA RA APPROVED 2012-06-22
  • TX RA
    APPROVED_RES
    Since 2021-08-10
  • VA RA
    APPROVED
    Since 2012-06-22

Branch Locations

625 Elden Street Suite 203, Herndon, VA 20170 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Vienna VA 06/2009 Present
New York Life Insurance Company Vienna VA 12/2008 Present
Eagles Strategies Llc Vienna VA 06/2012 Present
Eldenstreet Financial, Llc D.B.A. Eldenstreet Financial Herndon VA 06/2018 Present
  • 06/2009 → Present
    Nylife Securities Llc
    Vienna, VA
  • 12/2008 → Present
    New York Life Insurance Company
    Vienna, VA
  • 06/2012 → Present
    Eagles Strategies Llc
    Vienna, VA
  • 06/2018 → Present
    Eldenstreet Financial, Llc D.B.A. Eldenstreet Financial
    Herndon, VA
Other Businesses

[OPERATING UNDER THE DBA NAME OF ELDENSTREET FINANCIAL, LLC D.B.A. ELDENSTREET FINANCIAL FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; HERNDON, VA; START DATE: 06/2018] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 625 Elden St Suite 203 Herndon VA 20170; Start Date 03/2015; Role/Title: Insurance Broker; Investment Related; 1 hours per month; 1 hours per month during securities trading hours; Insurance Agent]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-06-15
S63 Uniform Securities Agent State Law Examination 2009-07-30
  • S65 Uniform Investment Adviser Law Examination
    2012-06-15
  • S63 Uniform Securities Agent State Law Examination
    2009-07-30
Other Names
  • Jonathan George Serafin

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