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Current Employers
New Edge Wealth

2200 Atlantic Street Suite 200, Stamford, CT 06902 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-03
UT RA APPROVED 2021-06-07
  • TX RA
    APPROVED_RES
    Since 2024-01-03
  • UT RA
    APPROVED
    Since 2021-06-07

Branch Locations

2200 Atlantic Street Suite 200, Stamford, CT 06902 • United States

1775 Prospector Avenue Suite 200, Park City, UT 84060 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc. Park City UT 12/2008 05/2021
Newedge Securities, Inc. Stamford CT 05/2021 Present
New Edge Wealth Stamford CT 05/2021 Present
Previous Registrations
Other Businesses

NEW EDGE WEALTH~INVESTMENT RELATED~PARK CITY, UTAH~INVESTMENT ADVISOR REPRESENTATIVE~MAY 2021~80HRS PER MONTH~80HRS PER MONTH DURING MARKET~FINANCIAL SERVICES TO HIGH NET WORTH INDIVIDUALS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-12
  • S66 Uniform Combined State Law Examination
    2012-02-12
Other Names
  • Laureen Brandin

View on SEC IAPD

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