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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-07-27
  • GA RA
    APPROVED
    Since 2023-07-27

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

3455 Peachtree Rd Ne, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 07/2013 Present
Bank Of America, N.A. Miami FL 09/2013 Present
Previous Registrations
  • 2012-10-18 → 2013-07-24
    Brite Advisors Usa, Inc.
    Miami, FL
    Miami, FL
    New York, NY
  • 2011-09-02 → 2012-09-14
    Holdun Family Office Llc
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-05
  • S66 Uniform Combined State Law Examination
    2011-08-05
Other Names
  • Shaaabani Ayinde Burt Munro
  • Banny Munro
  • Shaabani Ayinde Burt Munro
  • Shaabani Munro
  • Banny Munro
  • Shaabani Ayinde Burt Munro
  • Shaabani A Munro

View on SEC IAPD

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