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80 State Street, Albany, NY 12207 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-01 |
Branch Locations
1800 W Loop South Suite 1700, Houston, TX 77027 • United States
80 State Street, Albany, NY 12207 • United States
425 N Martingale Rd Suite 1220, Schaumburg, IL 60173 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-06-10 |
| TX | RA | APPROVED | 2021-05-16 |
Branch Locations
1800 West Loop South Unit 1700, Houston, TX 77027 • United States
425 N Martingale Rd Suite 1220, Schaumburg, IL 60173 • United States
425 N Martingale Road Suite 1220, Schaumburg, IL 60173 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 11/2011 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 11/2011 | 05/2021 |
| World Equity Group, Inc. | Arlington Heights | IL | 05/2021 | Present |
| Pks Advisory Services, Llc | Albany | NY | 04/2026 | Present |
- World Equity Group. investment related. At reported business location(s). Financial Services. Investment Adviser Representative and registered representative. Start date: 08/15/2022. 40 hours/month, 40 hours during securities trading hours; Financial Services, Insurance and investment planning. - Insurance Sales. Sell insurance products (life, term life, whole life, index life, LTC) through Various Insurance Carriers. 4801 Woodway Dr. #305W, Houston, TX 77056. Investment Related. Start Date: No hrs Mo: >40. No Hrs/Mo during securities trading: >40 - Innovative Capital Assurance. Investment Related. Start date: 5/2021. 4801 Woodway Dr., Ste 305 West, Houston, TX 77056. V.P. Sales, fixed insurance. (Life, Health, Disability). Business development and marketing for candidates, legacy, estate planning. Approx. hrs/Mo: 60. Approx. hrs/mo during securities trading: 60. - Opp Zone Property Solutions; Not Investment Related; Address: 15222 Huckleberry Harvest Trail, Cypress, TX, 77429; Nature of OBA: Creating a company to help individuals create wealth using real estate in Opportunity Zones. I want to help individuals identify, acquire, develop, and sell properties in Opportunity Zones nationwide; Posn/Title: Owner of the Business; Start Date: 11/26/24; Approx No of Hrs/Month: 40; Approx Hrs/Mth during trading Hrs: 4 Hrs; Duties: Help individuals understand the strategy and benefits of using the tax benefits of real estate development inside; opportunity zones. Assist them in understanding the strategy, acquire the property, create their QOZ and/or QOZB, and use this to grow their wealth. - Hyperdata Grid; Not Investment Related; Address: 801 Travis Street, Suite 2101, PMB 1595, Houston, TX, 77002; Nature of OBA: The company has evolved to working to build and monitor data center projects across the US; Posn/Title: Owner; Start Date: 01/01/26; Approx No of Hrs/Month: 16; Approx Hrs/Mth during trading Hrs: 2 Hrs; Duties: I work to help locate and evaluate opportunities for potential sites for data center projects. This can include all aspects of the project from locating and land acquisition, power and connectivity, construction, and tenant engagement.; - KBA Electric; Not Investment Related; Address: 15222 Huckleberry Harvest Trail, Cypress, TX, 77429; Nature of OBA: KBA Electric is an electrical contracting company that assists individual homeowners and custom builders with their pre-wiring and low voltage needs; Posn/Title: Owner; Start Date: 04/01/2026; Approx No of Hrs/Month: 16; Approx Hrs/Mth during trading Hrs: 2 Hrs; Duties: Based in Houston, Texas, we specialize in high-quality electrical solutions for residential and small commercial projects, ensuring our clients can accomplish their goals safely and efficiently.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 2009-02-19 |
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