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Daniel James Chung

LPl Financial LLC

Brea, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-07-21
TX RA APPROVED 2021-07-21
  • CA RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED
    Since 2021-07-21

Branch Locations

10 Pointe Dr Ste 115, Brea, CA 92821 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Ontario CA 12/2009 07/2021
Various Insurance Carriers For W & R Insurance Agencies Brea CA 12/2009 07/2021
Southlands Church Brea CA 01/2019 07/2020
Daniel Chung, Inc. Brea CA 02/2021 07/2021
Lpl Financial Llc Brea CA 07/2021 Present
  • 12/2009 → 07/2021
    Waddell & Reed, Inc
    Ontario, CA
  • 12/2009 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Brea, CA
  • 01/2019 → 07/2020
    Southlands Church
    Brea, CA
  • 02/2021 → 07/2021
    Daniel Chung, Inc.
    Brea, CA
  • 07/2021 → Present
    Brea, CA
Previous Registrations
  • 2009-12-22 → 2021-07-21
    Waddell & Reed
    Brea, CA
    Ontario, CA
    Ontario, CA
    Torrance, CA
    Las Vegas, NV
    Brea, CA
    Brea, CA
  • 2008-02-26 → 2009-12-08
    Courtlandt Wealth Management
    Irvine, CA
  • 2006-09-08 → 2008-02-11
    Corona, CA
    Glendale, CA
Other Businesses

1) 2/2021 - Business Entity For Tax/Investment Purposes Only - Daniel Chung, Inc. - Not Investment Related - 1hr/mon - Brea, CA 92821 2) 7/2021 - Non-Variable Insurance - Daniel Chung - Investment Related - 3hr/mon - 5% - Brea, CA 92821 3) 2/2021 - DBA for LPL Business (entity for LPL business) - BrightHill Wealth Management - Investment Related - Brea, CA 92821

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-07
  • S66 Uniform Combined State Law Examination
    2006-09-07
Other Names
  • Daniel James Chung
  • Daniel J Chung
  • Daniel Chung

View on SEC IAPD

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