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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Ontario | CA | 12/2009 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Brea | CA | 12/2009 | 07/2021 |
| Southlands Church | Brea | CA | 01/2019 | 07/2020 |
| Daniel Chung, Inc. | Brea | CA | 02/2021 | 07/2021 |
| Lpl Financial Llc | Brea | CA | 07/2021 | Present |
1) 2/2021 - Business Entity For Tax/Investment Purposes Only - Daniel Chung, Inc. - Not Investment Related - 1hr/mon - Brea, CA 92821 2) 7/2021 - Non-Variable Insurance - Daniel Chung - Investment Related - 3hr/mon - 5% - Brea, CA 92821 3) 2/2021 - DBA for LPL Business (entity for LPL business) - BrightHill Wealth Management - Investment Related - Brea, CA 92821
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-07 |
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