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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-05-11 |
Branch Locations
6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States
6460 Shallowford Rd, Lewisville, NC 27023 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Prudential Insurance Company Of America | South Jordan | UT | 11/2015 | 09/2017 |
| Edward Jones | St Louis | MO | 12/2017 | 04/2019 |
| Wells Fargo Bank, Na | Lexington | NC | 04/2019 | 01/2023 |
| Edward Jones | St Louis | MO | 01/2023 | 04/2023 |
| Wells Fargo Clearing Services, Llc | Lewisville | NC | 04/2023 | Present |
| Wells Fargo Bank, Na | Lewisville | NC | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-02-12 |
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