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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-12-12
PA RA APPROVED 2015-08-28
  • TX RA
    APPROVED_RES
    Since 2021-12-12
  • PA RA
    APPROVED
    Since 2015-08-28

Branch Locations

350 Lakemont Park Blvd Ste 3, Altoona, PA 16602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Hancock Group, Inc Altoona PA 06/2010 12/2016
Principal Securities Inc Altoona PA 02/2009 Present
Hancock Associates Inc Altoon PA 08/2016 12/2016
Beck Financial And Wealth Management, Llc Altoona PA 12/2016 08/2023
Principal Life Insurance Company Altoona PA 06/2018 Present
Beck, Smithbower, Ickes Financial, Llc Altoona PA 01/2021 Present
  • 06/2010 → 12/2016
    The Hancock Group, Inc
    Altoona, PA
  • 02/2009 → Present
    Altoona, PA
  • 08/2016 → 12/2016
    Hancock Associates Inc
    Altoon, PA
  • 12/2016 → 08/2023
    Beck Financial And Wealth Management, Llc
    Altoona, PA
  • 06/2018 → Present
    Principal Life Insurance Company
    Altoona, PA
  • 01/2021 → Present
    Beck, Smithbower, Ickes Financial, Llc
    Altoona, PA
Other Businesses

**VARIOUS CARRIERS,01/2010-PRESENT, AGENT, SELLS OUTSIDE LIFE/GRP PRODUCTS. **Insurance Consulting, Consultant, 08/17/16. **Rotary Club Of Ebensburg; Not Investment Related; Altoona, PA; Assistant District Governor; Board Member, attend monthly board meetings and vote on club business. Liaison between three local clubs and the District Governor. Attend each of the three clubs' meetings at least once per quarter. Help each club as needed with district activities, planning, etc.; Start Date: 07/07/2020; 3 hrs per month; 3 during trading hours. **BECK, SMITHBOWER, ICKES, FINANCIAL, LLC POSITION: President NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 01/01/2022 ADDRESS: 350 Lakemont Park Blvd., Suite 3, Altoona PA 16602, United States DESCRIPTION: President of LLC - As majority partner I am responsible for all day-to-day operations of the LLC, staff supervision, check signing (no investment accounts exist), other duties as necessary. **INSURANCE POSITION: Advisor NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 1 START DATE: 06/16/2025 ADDRESS: 350 Lakemont Park Blvd, Altoona PA 16602, United States DESCRIPTION: Selling outside life, DI, health, group products, LTC, annuities and Medicare/Medicaid products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-08-25
S63 Uniform Securities Agent State Law Examination 2009-05-30
  • S65 Uniform Investment Adviser Law Examination
    2015-08-25
  • S63 Uniform Securities Agent State Law Examination
    2009-05-30
Other Names
  • Janet Karlheim
  • Janet Smithbower

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