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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-12-12 |
| PA | RA | APPROVED | 2015-08-28 |
Branch Locations
350 Lakemont Park Blvd Ste 3, Altoona, PA 16602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Hancock Group, Inc | Altoona | PA | 06/2010 | 12/2016 |
| Principal Securities Inc | Altoona | PA | 02/2009 | Present |
| Hancock Associates Inc | Altoon | PA | 08/2016 | 12/2016 |
| Beck Financial And Wealth Management, Llc | Altoona | PA | 12/2016 | 08/2023 |
| Principal Life Insurance Company | Altoona | PA | 06/2018 | Present |
| Beck, Smithbower, Ickes Financial, Llc | Altoona | PA | 01/2021 | Present |
**VARIOUS CARRIERS,01/2010-PRESENT, AGENT, SELLS OUTSIDE LIFE/GRP PRODUCTS. **Insurance Consulting, Consultant, 08/17/16. **Rotary Club Of Ebensburg; Not Investment Related; Altoona, PA; Assistant District Governor; Board Member, attend monthly board meetings and vote on club business. Liaison between three local clubs and the District Governor. Attend each of the three clubs' meetings at least once per quarter. Help each club as needed with district activities, planning, etc.; Start Date: 07/07/2020; 3 hrs per month; 3 during trading hours. **BECK, SMITHBOWER, ICKES, FINANCIAL, LLC POSITION: President NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 01/01/2022 ADDRESS: 350 Lakemont Park Blvd., Suite 3, Altoona PA 16602, United States DESCRIPTION: President of LLC - As majority partner I am responsible for all day-to-day operations of the LLC, staff supervision, check signing (no investment accounts exist), other duties as necessary. **INSURANCE POSITION: Advisor NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 1 START DATE: 06/16/2025 ADDRESS: 350 Lakemont Park Blvd, Altoona PA 16602, United States DESCRIPTION: Selling outside life, DI, health, group products, LTC, annuities and Medicare/Medicaid products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 2009-05-30 |
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