Jorge B Garcia

Employer firm

Hsbc Securities (Usa) Inc. CRD 19585

$3.84B regulatory AUM

Reported services (Item 5G)

• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• PROVIDE ASSET ALLOC RECOMMENDATIONS & BASED UPON SUCH RECOMMENDATIONS 3RD PARTY ADV TO MANAGE ASSETS PURSUANT TO CLIENT APPROVAL

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 03/2018
  Hsbc Global Asset Management
  New York, NY
• 06/2015 → 03/2018
  Hsbc Securities (Usa) Inc.
  New York, NY
• 04/2018 → Present
  Oppenheimer & Co., Inc.
  New York, NY
• 10/2019 → Present
  Hsbc Bank Usa, N.A.
  New York, NY
• 10/2019 → Present
  Hsbc Securities Usa, Inc.
  New York, NY

Previous Registrations

• 2018-04-06 → 2019-09-27
  Oppenheimer & Co. Inc.
  New York, NY
  New York, NY
• 2014-04-14 → 2018-04-13
  Hsbc Securities (Usa) Inc.
  Fort Lee, NJ
  Florham Park, NJ
  New York, NY
  New York, NY
• 2012-10-01 → 2013-06-12
  J.P. Morgan Securities Llc
  Florham Park, NJ
  Morristown, NJ
• 2012-05-22 → 2012-10-01
  Chase Investment Services Corp.
  Florham Park, NJ
• 2011-06-06 → 2011-09-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ

Other Businesses

Skyview Signature Solutions LLC (Not investment related) 276 E Main St, Ste 10 #485 Denville, NJ 07834 USA Skyview Signature Services, LLC is a Sole Member-Owned LLC, providing basic notary services to individuals. OBA start date is January 1, 2024 Devoting approximately 5-10 hours per month to this business. Devoting approximately 0 hours per month to this business during securities trading hours. This is a self-owned small business performing basic notary services for a fee.

Exams

• S66 Uniform Combined State Law Examination
  2011-06-03

Other Names

• Jorge Garcia
• Jorge Benedict Garcia
• Jorge Benedict Garcia
• Jorge B Garcia