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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2020-02-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Little Rock | AR | 08/2017 | 07/2019 |
| Homemaker | Maumelle | AR | 02/2016 | 08/2017 |
| Homemaker | Maumelle | AR | 07/2019 | 02/2020 |
| Simmons Bank | Little Rock | AR | 02/2020 | Present |
| Lpl Financial Llc | Little Rock | AR | 02/2020 | Present |
1)02/13/2020 - Simmons Investment Services - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 02/2020
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-31 |
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