Neil Michael Filomena

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → 11/2018
  Sii
  Melville, NY
• 11/2018 → Present
  Osaic Wealth, Inc.
  Melville, NY

Other Businesses

1. INSURANCE BROKER - FILOMENA FINANCIAL NETWORK, LLC POSITION: Insurance Broker NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 04/23/2014 ADDRESS: 575 BROADHOLLOW RD MELVILLE NY 11747-5009 DESCRIPTION: Solicitation & Sales of Fixed Insurance 2. FILOMENA FINANCIAL NETWORK POSITION: President/ Investment Advisor Representative NATURE: Inc. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/30/2018 ADDRESS: 575 BROADHOLLOW RD MELVILLE NY 11747-5009 DESCRIPTION: Filomena Financial Network, Inc. is the Marketing name used to solicit investments through Broker Dealer Osaic Wealth Inc. 3. LI REBELS LACROSSE POSITION: Coach NATURE: Athletic training INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2025 ADDRESS: 200 Express Dr, Ste 300, Plainview NY 11803 DESCRIPTION: Youth athletic training 4. SMITHTOWN YOUTH LACROSSE POSITION: Coach NATURE: Youth Sports INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2025 ADDRESS: 102 Main St, Kings Park NY 11754 DESCRIPTION: Athletic training 5. SMITHTOWN KICKERS POSITION: volunteer coach NATURE: Volunteer youth coaching INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2025 ADDRESS: 51 Juniper Ave, Smithtown NY 11787 DESCRIPTION: Athletic training 6. HIGH IQ BASKETBALL POSITION: Coach NATURE: AAU Youth Sports INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2025 ADDRESS: 202 Burr Rd, Commack NY 11725, United States DESCRIPTION: Athletic Training

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-10-28
• S63 Uniform Securities Agent State Law Examination
  2006-02-22

Designations

• Chartered Financial Consultant

Other Names

• Neil Michael Filomena