Christopher Matthew Pataky

Employer firm

Capital Investment Advisors, LLC CRD 158055

$8.21B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• GENERAL CONSULTING ENGAGEMENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2009 → 09/2017
  Charles Schwab & Co., Inc.
  New York, NY
• 07/2011 → 09/2017
  Charles Schwab Bank
  New York, NY
• 09/2017 → 03/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Denver, CO
• 11/2017 → 03/2019
  Bank Of America, N.A.
  Denver, CO
• 03/2019 → Present
  Capital Investment Advisors, Llc
  Denver, CO

Previous Registrations

• 2017-10-03 → 2019-03-15
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Denver, CO
• 2011-06-10 → 2017-09-15
  Charles Schwab & Co., Inc.
  Brooklyn, NY
  New York City, NY
  New York City, NY
  Richfield, OH

Other Businesses

CP Sales Services, LLC; Not investment related. 13061 W 29th Ave, Golden, CO 80401. Title: Owner. Start Date: April 2025. Nature of Business: Passive entity. Duties: There are no duties specifically tied to CP Sales Services LLC. Hours spent participating in this activity during security trading hours: None.

Exams

• S66 Uniform Combined State Law Examination
  2011-06-08

Other Names

• Christopher Matthew Pataky
• Christopher Pataky