Anthony Torreon

Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2023-03-13

IL RA
APPROVED

Since 2023-03-13

Branch Locations

Naperville, IL • United States

1151 State St, Lemont, IL 60439 • United States

28 Orland Square Dr, Orland Park, IL 60462 • United States

275 S. Weber Road, Romeoville, IL 60446 • United States

455 S Weber Road, Bolingbrook, IL 60490 • United States

1400 16Th St, Oak Brook, IL 60523 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Chicago	IL	12/2014	11/2016
Wells Fargo Clearing Services, Llc	Chicago	IL	11/2016	03/2023
Fifth Third Bank	Orland Park	IL	03/2023	Present
Fifth Third Securities	Orland Park	IL	03/2023	Present

12/2014 → 11/2016

Wells Fargo Advisors, Llc

Chicago, IL
11/2016 → 03/2023

Wells Fargo Clearing Services, Llc

Chicago, IL
03/2023 → Present

Fifth Third Bank

Orland Park, IL
03/2023 → Present

Fifth Third Securities

Orland Park, IL

Previous Registrations

2014-12-11 → 2023-03-09

Wells Fargo Clearing Services, Llc

Huntley, IL

Chicago, IL

Schaumburg, IL

Schaumburg, IL

Schaumburg, IL

Schaumburg, IL

Oak Brook, IL
2013-05-22 → 2014-12-16

Fifth Third Securities, Inc.

Batavia, IL

Naperville, IL

St. Charles, IL
2012-11-27 → 2013-05-20

Sanctuary Securities, Inc.

Miami, FL
2009-10-23 → 2012-11-30

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Naperville, IL

Naperville, IL

Orland Park, IL

Oak Brook, IL

Chicago, IL
2008-10-24 → 2009-10-23

Banc Of America Investment Services, Inc.

Naperville, IL

Naperville, IL
2008-02-12 → 2008-10-24

Lasalle Financial Services, Inc.

Naperville, IL

Naperville, IL

Chicago, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-02-11

S66 Uniform Combined State Law Examination

2008-02-11

Other Names

Tony Torreon
Anthony Paylaga Torreon

View on SEC IAPD