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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-04-23
TX RA APPROVED 2018-04-20
CO RA APPROVED 2018-04-16
  • FL RA
    APPROVED
    Since 2018-04-23
  • TX RA
    APPROVED
    Since 2018-04-20
  • CO RA
    APPROVED
    Since 2018-04-16

Branch Locations

8333 Douglas Ave Ste 1000, Dallas, TX 75225 • United States

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Las Vegas NV 12/2008 02/2018
Td Ameritrade, Inc. Omaha NE 02/2018 04/2018
Robert W Baird & Co., Incorporated Denver CO 04/2018 Present
Previous Registrations
  • 2018-04-07 → 2018-04-16
    Td Ameritrade, Inc.
    Westminster, CO
    St. Louis, MO
    Omaha, NE
  • 2017-03-17 → 2018-04-07
    Scottrade Investment Management
    Saint Louis, MO
    Westminster, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-17
S63 Uniform Securities Agent State Law Examination 2011-01-26
  • S66 Uniform Combined State Law Examination
    2017-03-17
  • S63 Uniform Securities Agent State Law Examination
    2011-01-26

View on SEC IAPD

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