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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2023-08-17 |
Branch Locations
2245 Village View Drive Suite 170, Henderson, NV 89074 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc | Las Vegas | NV | 12/2008 | 09/2018 |
| Td Ameritrade, Inc. | Las Vegas | NV | 02/2018 | 09/2023 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 09/2023 |
| Charles Schwab & Co., Inc. | Henderson | NV | 09/2023 | Present |
| Charles Schwab Bank, Ssb | Henderson | NV | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 2012-07-09 |
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