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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2023-08-17
  • NV RA
    APPROVED
    Since 2023-08-17

Branch Locations

2245 Village View Drive Suite 170, Henderson, NV 89074 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc Las Vegas NV 12/2008 09/2018
Td Ameritrade, Inc. Las Vegas NV 02/2018 09/2023
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 09/2023
Charles Schwab & Co., Inc. Henderson NV 09/2023 Present
Charles Schwab Bank, Ssb Henderson NV 09/2023 Present
  • 12/2008 → 09/2018
    Scottrade, Inc
    Las Vegas, NV
  • 02/2018 → 09/2023
    Td Ameritrade, Inc.
    Las Vegas, NV
  • 02/2018 → 09/2023
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 09/2023 → Present
    Henderson, NV
  • 09/2023 → Present
    Charles Schwab Bank, Ssb
    Henderson, NV
Previous Registrations
  • 2018-02-26 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Henderson, NV
    Henderson, NV
  • 2018-03-08 → 2022-10-14
    Td Ameritrade, Inc.
    Las Vegas, NV
    Henderson, NV
  • 2017-03-17 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-09
S63 Uniform Securities Agent State Law Examination 2012-07-09
  • S66 Uniform Combined State Law Examination
    2017-03-09
  • S63 Uniform Securities Agent State Law Examination
    2012-07-09
Other Names
  • Anthony Phillip Forsythe

View on SEC IAPD

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