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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-05-22 |
Branch Locations
500 E. Rio Salado Pkwy Building 4, Floor 3, Tempe, AZ 85281 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 06/2014 | 04/2017 |
| Bank Of America, N.A. | Chandler | AZ | 07/2014 | 04/2017 |
| Royal Alliance Associates, Inc. | Phoenix | AZ | 04/2017 | 04/2019 |
| First Financial Equity Corporation | Scottsdale | AZ | 04/2019 | 04/2022 |
| Unemployed | Phoenix | AZ | 05/2022 | 03/2023 |
| Cuso Financial Services, Lp | San Diego | CA | 04/2023 | 11/2023 |
| Cuso Financial Services, Lp | San Diego | CA | 11/2023 | 05/2025 |
| Lpl Financial Llc | Fort Mill | SC | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 2009-08-05 |
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