Kristian James Lamont

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 12/2021
  Securities America Inc
  Mason City, IA
• 01/2013 → 12/2021
  Securities America Advisors
  Mason City, IA
• 12/2021 → Present
  Lpl Financial, Llc
  Clear Lake, IA

Previous Registrations

• 2013-01-07 → 2021-12-02
  Securities America Advisors, Inc.
  Mason City, IA
• 2009-02-19 → 2013-01-08
  Edward Jones
  Maryland Heights, MO
  St Louis, MO
  Hiawatha, IA

Other Businesses

1. 12/23/2013 - LAMONT FINANCIAL GROUP/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 93%/ CLEAR LAKE, IA 2. 12/23/2013 - LAMONT FINANCIAL GROUP/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 5%/ CLEAR LAKE, IA 3. 03/24/2022 - Financial Partners Insurance Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 03/01/2022 - 5 Hours Per Month/ 5 Hours During Securities Trading. 4. 04/05/2023 - 1031 Bird Watch Way, LLC - Investment Related - Sanibel, FL 33957 - Real Estate Rental - Owner - Start Date - 03/24/2023 - 5 Hours Per Month/1 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2009-02-18

Designations

• Certified Financial Planner

Other Names

• Kris James Lamont
• Kristan James Lamont
• Kristian J Lamont