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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-01-30 |
Branch Locations
620 S Tryon St Central Business Review Unit, Charlotte, NC 28255 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 01/2014 | 05/2021 |
| Robinhood Financial, Llc | Charlotte | NC | 05/2021 | 06/2022 |
| Robinhood Markets, Inc | Charlotte | NC | 06/2022 | 10/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 11/2022 | Present |
| Wake Forest University | Charlotte | NC | 08/2016 | 08/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 2009-01-23 |
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