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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-06-25 |
| TX | RA | APPROVED_RES | 2021-03-08 |
| VT | RA | APPROVED | 2014-02-06 |
Branch Locations
80 Wolf Rd First Floor, Albany, NY 12205-2608 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Montpelier | VT | 02/2013 | 03/2020 |
| Ameriprise Financial Services, Llc | Barre | VT | 03/2020 | Present |
Outside Employment; FFLIH, LLC; Financial Advisor; Manage advisory business; 80 Wold Rd, First Floor, Albany, NY, 12205; Investment-Related; 06/09/2025; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-09-27 |
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