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Steven Kent Farrington

Esi Financial Services, Inc.

La Mesa, CA

CRD 5624776

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Employer firm

Esi Financial Services, Inc. CRD 149082

45 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Esi Financial Services, Inc.

7837 La Mesa Blvd., La Mesa, CA 91942 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-04
  • CA RA
    APPROVED
    Since 2025-08-04

Branch Locations

7837 La Mesa Blvd., La Mesa, CA 91942 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

COMMONWEALTH FINANCIAL NETWORK
7 STREETS FINANCIAL, LLC
CETERA INVESTMENT ADVISERS LLC

Nearby Investors

BETH LIPMAN WESTBURG
LAURIE LIPMAN
TRAVIS SHAWN LEWIS

Nearby Offices

COMMONWEALTH FINANCIAL NETWORK · La Mesa, CA
7 STREETS FINANCIAL, LLC · SAN DIEGO, CA
COMMONWEALTH FINANCIAL NETWORK · La Mesa, CA

More in La Mesa, CA

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