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75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2017-11-21 |
Branch Locations
75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States
Bradford, MA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Bradford | MA | 01/2016 | 10/2017 |
| Flagship Harbor Advisors, Llc | Bradford | MA | 01/2016 | 10/2017 |
| Santander Bank, Na | Boston | MA | 10/2017 | Present |
| Santander Securities, Llc | Dorchester | MA | 10/2017 | 01/2020 |
| Santander Securities, Llc | Dorchester | MA | 02/2020 | 06/2021 |
| Santander Securities, Llc | Dorchester | MA | 06/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 2009-01-12 |
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