Philip Alexander Rosenau

Current Employers

Employment History

• 12/2008 → 01/2017
  Pruco Securities, Llc
  Chalfont, PA
• 12/2008 → 01/2017
  The Prudential Insurance Company Of America
  Chalfont, PA
• 01/2017 → Present
  Lpl Financial, Llc
  Doylestown, PA
• 01/2017 → Present
  Great Valley Advisor Group, Inc.
  Doylestown, DE

Previous Registrations

• 2013-04-11 → 2017-01-12
  Pruco Securities, Llc.
  Warrington, PA
  Chalfont, PA

Other Businesses

1. 01/06/2017 - ROSENAU FINANCIAL ADVISORS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 99%/ DOYLESTOWN, PA 2. 01/06/2017 - MCNAMARA FINANCIAL GRP/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 95%/ DOYLESTOWN, PA 3. 1/11/2017 - Great Valley Advisor Group, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 1/3/2017 - 200 Hours Per Month/6.5 Hours During Securities Trading - Time Spent 95% - I provide investment advisory services through Great Valley Advisor Group, Inc, an independent investment advisor firm. I started this business activity in January 2017. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 2/15/2017 - Great Valley Advisor Group, Inc. - DBA: McNamara Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 1/3/2017 - 200 Hours Per Month/6.5 Hours During Securities Trading - Time Spent 99% - I provide investment advisory services through Great Valley Advisor Group, Inc., an independent investment advisor firm. I started this business activity in January 2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 2/15/2017 - Great Valley Advisor Group, Inc. - DBA: Rosenau Financial Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 1/3/2017 - 200 Hours Per Month/6.5 Hours During Securities Trading - Time Spent 99% - I provide investment advisory services through Great Valley Advisor Group, Inc., an independent investment advisor firm. I started this business activity in January 2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 10/12/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 01/01/2020 - 10 Hours Per Month During Securities Trading. 7. 01/31/2022 - Coastal Insurance Consulting - Investment Related - 110 N. Phoenixville Pike, Suite 200, Malvern, PA 19355 - Non-Variable Insurance - Start Date: 01/01/2022 - 20 Hours Per Month/1 Hour During Securities Trading. 8. 07/18/2022 - Paragon Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 09/01/2022 - 40 Hours Per Month/40 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-03-25
• S63 Uniform Securities Agent State Law Examination
  2009-01-20