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CRD 5624033
Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-11-09 |
Branch Locations
227 W Monroe St Ste 3700, Chicago, IL 60606-5067 • United States
Clover, SC • United States
540 W Northwest Hwy Ste E100, Barrington, IL 60010-3051 • United States
15255 S 94Th Avenue Ste 405, Orland Park, IL 60462 • United States
2001 Butterfield Rd Ste 1520, Downers Grove, IL 60515 • United States
100 Illinois St Ste 254, St Charles, IL 60174-1867 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Bethesda | MD | 12/2014 | 05/2017 |
| E*Trade Securities Llc | Charlotte | NC | 05/2017 | 04/2018 |
| E*Trade Capital Management Llc | Charlotte | NC | 05/2017 | 04/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 04/2018 | 10/2021 |
| Ameriprise Financial Services, Llc | Orland Park | IL | 11/2021 | Present |
Business Ownership; Limitless Health Inc dba Fyzical Balance & Rehab Center; Business Advisory (not in a financial advisory capacity); Physical Therapy; 10761 Park Rd, , Charlotte, NC, 28210; Not Investment-Related; 06/25/2020; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Limitless Health Inc; Chairman of the Board; 10761 Park Rd, , Charlotte, NC, 28210; Not Investment-Related; 06/25/2020; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-22 |
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