Michelle Leah Prosper

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2003 → Present
  Affinity Plus Federal Credit Union
  St Paul, MN
• 12/2008 → Present
  Cuna Brokerage Services, Inc.
  Waverly, IA
• 05/2022 → Present
  Lpl Financial Llc
  St Paul, MN

Previous Registrations

• 2014-06-27 → 2022-05-18
  Cuna Brokerage Services, Inc.
  St Paul, MN
  St Paul, MN
  St Paul, MN
  St Paul, MN

Other Businesses

1)05/18/2022 - Affinity Plus Investment Center- Investment Related- At Reported Business Location(s)- DBA for LPL Business (entity for LPL business) 2)05/18/2022 - Affinity Plus FCU-Investment Related- At Reported Business Location(s)- Financial Institution Duty- Financial Advisor - Start Date- 7/2003 -160 Hours Per Month/ 160 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-06-26
• S63 Uniform Securities Agent State Law Examination
  2009-04-13

Other Names

• Michelle Leah Carlson
• Michelle Leah Carlson
• Michelle Tofsrud
• Michelle Leah Tofsrud
• Michelle Leah Ramsey