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Joshua Hodge

Fifth Third Securities, Inc.

Mooresville, NC

Charlotte, NC

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-07-18
  • NC RA
    APPROVED
    Since 2019-07-18

Branch Locations

329 N Main St, Mooresville, NC 28115 • United States

201 N. Tryon Street, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Huntersville NC 05/2017 07/2019
Charles Schwab Bank Huntersvile NC 05/2017 07/2019
Pnc Investments Charlotte NC 07/2014 05/2017
Fifth Third Bank Charlotte NC 07/2019 Present
Fifth Third Securities Charlotte NC 07/2019 Present
  • 05/2017 → 07/2019
    Charles Schwab & Co., Inc.
    Huntersville, NC
  • 05/2017 → 07/2019
    Charles Schwab Bank
    Huntersvile, NC
  • 07/2014 → 05/2017
    Pnc Investments
    Charlotte, NC
  • 07/2019 → Present
    Fifth Third Bank
    Charlotte, NC
  • 07/2019 → Present
    Fifth Third Securities
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-28
  • S66 Uniform Combined State Law Examination
    2009-04-28
Other Names
  • Joshua P Hodge
  • Josh Hodge
  • Joshua Parker Hodge

View on SEC IAPD

Other Firms

TRUIST ADVISORY SERVICES, INC.
EDWARD JONES
CETERA INVESTMENT ADVISERS LLC
VIRTUE CAPITAL MANAGEMENT, LLC
CASTLE WEALTH GROUP
MML INVESTORS SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
J.P. MORGAN SECURITIES LLC

Other Investors

JEFFREY JOHN BULGER
Kimberley B Foster
JOSHUA EVAN MCNEIL
ROBERT M PALMER
Angelique R Harris
Roy Enoch Boone
Monika MacManus Moore
RAYMOND HALSTEAD

Other Offices

TRUIST ADVISORY SERVICES, INC. · MOORESVILLE, NC
EDWARD JONES · MOORESVILLE, NC
CETERA INVESTMENT ADVISERS LLC · MOORESVILLE, NC
VIRTUE CAPITAL MANAGEMENT, LLC · MOORESVILLE, NC
CASTLE WEALTH GROUP · MOORESVILLE, NC
MML INVESTORS SERVICES, LLC · Mooresville, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MOORESVILLE, NC
J.P. MORGAN SECURITIES LLC · Mooresville , NC

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