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Current Employers
Lockton Investment Advisors, Llc

7045 College Blvd 5Th Floor, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-04-11
  • TX RA
    APPROVED_RES
    Since 2023-04-11

Branch Locations

2100 Ross Ave Suite 1200, Dallas, TX 75201 • United States

7045 College Blvd 5Th Floor, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lockton Companies, Llc Dallas TX 02/2004 Present
Lockton Financial Advisors, Llc Dallas TX 07/2008 Present
  • 02/2004 → Present
    Lockton Companies, Llc
    Dallas, TX
  • 07/2008 → Present
    Lockton Financial Advisors, Llc
    Dallas, TX
Other Businesses

LOCKTON COMPANIES, LLC; 2100 ROSS AVENUE, SUITE 1200, DALLAS, TX 75201. LOCKTON COMPANIES, LLC IS AN INSURANCE BROKERAGE FIRM.APPROXIMATELY 98% OF MY TIME I PROVIDE GENERAL INSURANCE BROKERAGE SERVICES (HEALTH INSURANCE, GROUP LIFE INSURANCE, ETC.) TO CLIENTS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-04-11
  • S63 Uniform Securities Agent State Law Examination
    2006-04-11
Other Names
  • Stehpen Todd Leveridge

View on SEC IAPD

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