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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-06-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Dallas | TX | 06/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Dallas | TX | 11/2016 | Present |
NOTARY PUBLIC; NOT INVESTMENT RELATED; IRVING, TX; START DATE 10/12/2015; .50 HOURS PER MONTH/0 DURING TRADING. EXECUTOR OF MOTHER'S ESTATE, INVT RELATED, DALLAS, TX, START DATE 12/1/2024, 20 HRS PER MONTH, 1 HR DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-30 |
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