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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-01-18 |
| TX | RA | APPROVED_RES | 2023-01-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Palm Beach Gardens | FL | 12/2008 | 07/2021 |
| Morgan Stanley Private Bank, N.A | New York | NY | 07/2020 | 07/2021 |
| Pruco Securities, Llc. | West Palm Beach | FL | 07/2021 | 12/2022 |
| Prudential Insurance Company Of America | West Palm Beach | FL | 07/2021 | 12/2022 |
| Charles Schwab & Co., Inc. | Vero Beach | FL | 12/2022 | Present |
| Charles Schwab Bank, Ssb | Vero Beach | FL | 12/2022 | Present |
| Td Ameritrade, Inc. | West Palm Beach | FL | 02/2023 | 05/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-02-23 |
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