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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-01-18
TX RA APPROVED_RES 2023-01-18
  • FL RA
    APPROVED
    Since 2023-01-18
  • TX RA
    APPROVED_RES
    Since 2023-01-18

Branch Locations

3485 Ocean Drive, Vero Beach, FL 32963-1667 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Palm Beach Gardens FL 12/2008 07/2021
Morgan Stanley Private Bank, N.A New York NY 07/2020 07/2021
Pruco Securities, Llc. West Palm Beach FL 07/2021 12/2022
Prudential Insurance Company Of America West Palm Beach FL 07/2021 12/2022
Charles Schwab & Co., Inc. Vero Beach FL 12/2022 Present
Charles Schwab Bank, Ssb Vero Beach FL 12/2022 Present
Td Ameritrade, Inc. West Palm Beach FL 02/2023 05/2024
  • 12/2008 → 07/2021
    Morgan Stanley Smith Barney Llc
    Palm Beach Gardens, FL
  • 07/2020 → 07/2021
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 07/2021 → 12/2022
    West Palm Beach, FL
  • 07/2021 → 12/2022
    Prudential Insurance Company Of America
    West Palm Beach, FL
  • 12/2022 → Present
    Vero Beach, FL
  • 12/2022 → Present
    Charles Schwab Bank, Ssb
    Vero Beach, FL
  • 02/2023 → 05/2024
    Td Ameritrade, Inc.
    West Palm Beach, FL
Previous Registrations
  • 2021-07-08 → 2022-12-13
    West Palm Beach, FL
    West Palm Beach, FL
  • 2009-06-01 → 2021-07-06
    Naples, FL
    Purchase, NY
    Purchase, NY
    Houston, TX
    Dallas, TX
    Houston, TX
    West Palm Beach, FL
    Boca Raton, FL
    Boca Raton, FL
    Palm Beach Gardens, FL
  • 2009-03-13 → 2009-06-01
    Naples, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-23
  • S66 Uniform Combined State Law Examination
    2009-02-23
Other Names
  • Glen Christian Smith
  • Gc Smith

View on SEC IAPD

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