John Koji Koyama

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2008 → 06/2019
  Foresters Financial Service - E85 Los Angeles - Cp
  Monrovia, CA
• 08/2012 → 06/2019
  Foresters Financial Service - E85 Los Angeles - Cp
  Monrovia, CA
• 06/2018 → 12/2019
  Beats By Saber
  Los Angeles, CA
• 06/2019 → 09/2021
  Cetera Investment Services Llc
  St Cloud, MN
• 06/2019 → 09/2021
  Cetera Investment Advisers Llc
  Monrovia, CA
• 09/2021 → Present
  Lpl Financial Llc
  Pasadena, CA

Previous Registrations

• 2019-06-19 → 2021-09-30
  Cetera Investment Advisers Llc
  Monrovia, CA
• 2012-09-17 → 2019-06-24
  Foresters Advisory Services, Llc
  Monrovia, CA

Other Businesses

1)09/28/2021 - Mauka Financial - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 09/2021 2)09/28/2021 - Balmville Wealth Group - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start: 09/2021 3)09/28/2021 - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 09/2021 4)09/28/2021 - Business Owner. Float Spa Clinic - Non-Inv Rel - Torrance, CA - Start: 03/2020

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-08-27
• S63 Uniform Securities Agent State Law Examination
  2009-01-23

Other Names

• John K Koyama