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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-08-18 |
| VA | RA | APPROVED | 2017-08-10 |
Branch Locations
1021 E Cary St 22Nd Fl James Center Ii, Richmond, VA 23219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport News | VA | 12/2003 | 07/2017 |
| Wells Fargo Clearing Services, Llc | Richmond | VA | 07/2017 | Present |
FOR PROFIT OR NOT FOR PROFIT: GOVERNMENTAL OR PUBLIC PURPOSE ENTITY NAME OF OUTSIDE BUSINESS ORGANIZATION: VIRGINIA BEACH PUBLIC SCHOOLS DISCLOSURE ID: 806 INVESTMENT RELATED: N ADDRESS OF BUSINESS: VIRGINIA BEACH, VIRGINIA 23456 NATURE OF BUSINESS: PUBLIC SCHOOL SUBSTITUTE POSITION, POSITION, TITLE, ASSOCIATION: PUBLIC SCHOOL SUBSTITUTE, START DATE OF RELATIONSHIP: 3/24/2014 NUMBER OF HOURS DEVOTED: 70 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 60 DUTIES: PART TIME FILL IN POSITION I*106430 For profit or not for profit: For-Profit Organization Name of outside business organization: WAINWRIGHT REAL ESTATE Investment related: N Address of business: VIRGINIA BEACH, Virginia 23462 Nature of business: S-Corp, Position, title, association: Part-Time, Start date of relationship: 6/30/2017 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: REAL ESTATE AGENT FOR MYSELF AND FAMILY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-26 |
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