John Rodney Engh

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2008 → 10/2019
  Massmutual Life Insurance Company
  Salt Lake City, UT
• 11/2008 → 10/2019
  Mml Investor Services Inc.
  Salt Lake City, UT
• 11/2019 → Present
  Lpl Financial, Llc
  Salt Lake City, UT

Previous Registrations

• 2009-03-31 → 2019-11-01
  Mml Investors Services, Llc
  Lehi, UT

Other Businesses

1. 11/01/2019 - HIGHPOINTE FINANCIAL/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ SALT LAKE CITY, UT 2. 01/01/2009 - JOHN R. ENGH/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 10%/ SALT LAKE CITY, UT 3. 01/01/2005 - PATRICIA ANN OLSON FAMILY TRUST/ ACT IN A FIDUCIARY CAPACITY/ INVESTMENT RELATED/ 1%/ SANDY, UT 4. 06/01/2010 - ENGH WEALTH & RETIREMENT LLC/ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ INVESTMENT RELATED/ 1%/ SALT LAKE CITY, UT 5. 04/01/2006 - JKLJ & ASSOCIATES LLC/ OTHER - WEDDING PLANNING BUSINESS/ INVESTMENT RELATED/ 10%/ OREM, UT

Exams

• S66 Uniform Combined State Law Examination
  2009-03-17

Designations

• Certified Financial Planner