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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-08-29 |
| TN | RA | APPROVED | 2009-02-03 |
Branch Locations
265 Brookview Centre Way Ste 100, Knoxville, TN 37919 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Knoxville | TN | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Knoxville | TN | 11/2016 | Present |
HOMESTEAD PROPERTIES, LLC; NOT INVESTMENT RELATED; JOHNSON CITY,TN; 4% OWNERSHIP; START DATE 01/01/2020; NUBMER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER. BUCCANEER COURT, LLP; NOT INVESTMENT RELATED; KINGSPORT,TN; 2% OWNERSHIP; START DATE 01/01/2020; NUBMER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-03-10 |
| S65 | Uniform Investment Adviser Law Examination | 2006-03-02 |
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