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Anne Benton

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Washington, DC

Dallas , TX

Dallas, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2021-01-29
VA RA APPROVED 2021-01-28
DC RA APPROVED 2015-01-28
TX RA APPROVED 2014-03-13
  • CO RA
    APPROVED
    Since 2021-01-29
  • VA RA
    APPROVED
    Since 2021-01-28
  • DC RA
    APPROVED
    Since 2015-01-28
  • TX RA
    APPROVED
    Since 2014-03-13

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

Dallas , TX • United States

2100 Ross Ave, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 02/2012 Present
Bank Of America, N.A. Washington DC 06/2019 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-12
  • S66 Uniform Combined State Law Examination
    2014-03-12
Other Names
  • Anne Faye Hoopes
  • Anne Hoopes

View on SEC IAPD

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Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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