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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-02-07
CA RA APPROVED 2024-01-08
NV RA APPROVED 2024-01-08
OR RA APPROVED 2024-01-08
AZ RA APPROVED 2020-05-08
  • CO RA
    APPROVED
    Since 2024-02-07
  • CA RA
    APPROVED
    Since 2024-01-08
  • NV RA
    APPROVED
    Since 2024-01-08
  • OR RA
    APPROVED
    Since 2024-01-08
  • AZ RA
    APPROVED
    Since 2020-05-08

Branch Locations

2222 E. Cliff Drive Suite 200, Santa Cruz, CA 95062 • United States

559 E. Alisal Street Suite 102, Salinas, CA 93905 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp Santa Cruz CA 08/2009 Present
Chris Buich Insurance Agency Santa Cruz CA 08/2009 Present
State Farm Investment Management Corp Santa Cruz CA 08/2018 Present
State Farm Vp Management Corp Salinas CA 03/2019 Present
State Farm Investment Management Corp Salinas CA 03/2019 Present
Chris Buich Insurance Agency Salinas CA 03/2019 Present
  • 08/2009 → Present
    State Farm Vp Management Corp
    Santa Cruz, CA
  • 08/2009 → Present
    Chris Buich Insurance Agency
    Santa Cruz, CA
  • 08/2018 → Present
    Santa Cruz, CA
  • 03/2019 → Present
    State Farm Vp Management Corp
    Salinas, CA
  • 03/2019 → Present
    Salinas, CA
  • 03/2019 → Present
    Chris Buich Insurance Agency
    Salinas, CA
Other Businesses

1) Christopher Buich's Insurance Agency; Insurance Agency; Investment-related; 2222 E Cliff Dr Ste 200 Santa Cruz, CA 95062-4739; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 08/01/2009; 80; 80; Service customers and supervise employees 2) Foof and Goose Enterprises; Investment Related; 2210 Derby Ave Capitola, CA 95010; Investment or Commercial Property; Owner; None; 05/01/2025; 0; 0; Property Management 3) Chris W Buich and Kathryn E Buich Family Trust; investment-related; 2834 Casa De Vida Dr. Aptos, CA. 95003; Investment or Commercial Property; Owner; None; 09/15/2025; 1;0; Rental Property 4) Chris Buich - Property #1 (personally held real estate); investment-related; 2834 Casa De Vida Dr. Aptos, CA. 95003; Investment or Commercial Property; Partner; None; 09/13/2025; 1;0; Rental condo unit 5) Advanced Emergency Response Training; investment-related; Unknown, Santa Cruz, CA. 95060; Other; Other; None; 11/01/2025; 1;0; Providing medical response training to Dr, Nurse, dentists, other medical professionals and corporations

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-12-12
S63 Uniform Securities Agent State Law Examination 2008-12-31
  • S65 Uniform Investment Adviser Law Examination
    2018-12-12
  • S63 Uniform Securities Agent State Law Examination
    2008-12-31

View on SEC IAPD

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