Eric Phillip Bradford

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 05/2021
  Jpmorgan Chase Bank
  New York, NY
• 03/2015 → 05/2021
  Jpmorgan Securities Llc
  New York, NY
• 08/2021 → 08/2024
  Wells Fargo Clearing Services, Llc
  San Francisco, CA
• 08/2021 → 08/2024
  Wells Fargo Bank, Na
  San Francisco, CA
• 08/2024 → Present
  Bmo
  El Cerrito, CA
• 08/2024 → Present
  Lpl Financial Llc
  El Cerrito, CA

Previous Registrations

• 2022-02-25 → 2024-09-04
  Wells Fargo Clearing Services, Llc
  San Francisco, CA
  San Francisco, CA

Other Businesses

1. 07/26/2024- BMO Investment Services- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s) 2. 07/26/2024- BMO Investment- Financial Institution Duty- CA 94530- Inv Rel- 160 Hrs Per Mnth- 40 Hrs During Trading- Start Date 7/17/2024 3. 07/26/2024-Notary Public- CA 94105- Inv Rel- Start Date 09/04/2023

Exams

• S66 Uniform Combined State Law Examination
  2022-02-25
• S63 Uniform Securities Agent State Law Examination
  2010-07-16

Other Names

• Eric P. Bradford
• Eric Bradford
• Eric P Bradford
• Eric Phillip Bradford