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James Iain Alexander Mallinson

Alliancebernstein L.P.

Washington, DC

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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2023-03-22
NY RA APPROVED 2021-05-07
TX RA APPROVED_RES 2017-01-03
VA RA APPROVED 2015-07-13
FL RA APPROVED 2014-09-05
DC RA APPROVED 2012-07-27
  • MS RA
    APPROVED
    Since 2023-03-22
  • NY RA
    APPROVED
    Since 2021-05-07
  • TX RA
    APPROVED_RES
    Since 2017-01-03
  • VA RA
    APPROVED
    Since 2015-07-13
  • FL RA
    APPROVED
    Since 2014-09-05
  • DC RA
    APPROVED
    Since 2012-07-27

Branch Locations

800 Connecticut Avenue N.W 1001, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein & Co., Llc Washington DC 05/2011 Present
  • 05/2011 → Present
    Sanford C. Bernstein & Co., Llc
    Washington, DC
Previous Registrations
  • 2009-09-18 → 2011-06-23
    Signator Investors, Inc.
    Vienna, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-09-02
S63 Uniform Securities Agent State Law Examination 2009-03-12
  • S65 Uniform Investment Adviser Law Examination
    2009-09-02
  • S63 Uniform Securities Agent State Law Examination
    2009-03-12
Designations
Other Names
  • James Mallinson

View on SEC IAPD

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AMANDA JEAN ZACK
CHRISTINE RUSHIN MISTR
CHARLES DOUGLAS HARTLEY
Marilyn McKinnon

Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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