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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-10-27
CT RA APPROVED 2019-09-19
  • NJ RA
    APPROVED
    Since 2025-10-27
  • CT RA
    APPROVED
    Since 2019-09-19

Branch Locations

Wilton, CT • United States

10 Wright St Fl 1St, Westport, CT 06880-3115 • United States

New Jersey, NJ • United States

Basking Ridge, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Westport CT 06/2009 08/2019
Morgan Stanley Private Bank, National Association New York NY 01/2015 08/2019
Ameriprise Financial Services Inc Westport CT 08/2019 03/2020
Ameriprise Financial Services, Llc Westport CT 03/2020 Present
  • 06/2009 → 08/2019
    Morgan Stanley Smith Barney
    Westport, CT
  • 01/2015 → 08/2019
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 08/2019 → 03/2020
    Ameriprise Financial Services Inc
    Westport, CT
  • 03/2020 → Present
    Westport, CT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-24
  • S66 Uniform Combined State Law Examination
    2009-02-24
Other Names
  • Patty Lou Weber
  • Patty Weber Perry
  • Patricia Perry
  • Patricia Louise Weber
  • Patricia Weber Perry
  • Patty W Perry
  • Patricia L Weber

View on SEC IAPD

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