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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-10-27 |
| CT | RA | APPROVED | 2019-09-19 |
Branch Locations
10 Wright St Fl 1St, Westport, CT 06880-3115 • United States
New Jersey, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Westport | CT | 06/2009 | 08/2019 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 08/2019 |
| Ameriprise Financial Services Inc | Westport | CT | 08/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Westport | CT | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-02-24 |
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