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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-15
FL RA APPROVED 2010-09-23
  • TX RA
    APPROVED
    Since 2021-11-15
  • FL RA
    APPROVED
    Since 2010-09-23

Branch Locations

Terrell Hills, TX • United States

50 N Laura St, Jacksonville, FL 32202 • United States

39001 W 12 Mile Rd, Farmington Hills, MI 48331 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 06/2010 Present
Bank Of America, N.A. Jacksonville FL 07/2010 Present
Other Businesses

I*3028266, Entity Type: , Name of OBA: Rental Property 1, Address: Jacksonville, Florida, 32256, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee State Date: 06/01/2025, No Hours: 0 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-08
  • S66 Uniform Combined State Law Examination
    2010-09-08
Other Names
  • Diana Lynn Dismuke
  • Diana Dismuke Bramblett

View on SEC IAPD

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