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2412 Irwin Street, Melbourne, FL 32901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Penn Mutual Life Ins Co | Horsham | PA | 12/2011 | Present |
| Hornor Townsend & Kent Inc | Horsham | PA | 12/2011 | Present |
| Rossby Financial, Llc | Melbourne | FL | 05/2024 | Present |
1.) Seabrook Rotary | Position: Member Only | Address: P.O. Box 869, Seabrook, TX 77586 | Start Date: October 07, 2012 |Investment Related: No Nature of Activity: Charity | Hours per Month: Less than 10 |Trading Hours per Month: Less than 10 | Description of Duties: Working with activities involving the club. 2.) The Second Wind Foundation | Position: Board Member | Address: 4601 Hamblen Ct., Seabrook, TX 77586 | Start Date: June 24, 2021 Investment Related: No | Nature of Activity: Charity/Foundation | Hours per Month: Less than 3 | Trading Hours per Month: Less than 3 | Description of Duties: A charity focused on giving books to children worldwide and helping people make a significant impact. 3.) Insurance Brokerage at Trucess | Position: President/Owner | Address: 510 Hwy 3 N, League City, TX 77573 | Start Date: October 1, 2021 Investment Related: No | Nature of Activity: Life Insurance Brokerage | Hours per Month: 10-25 hrs | Description of Duties: Insurance sales and service for multiple carriers. 4.) Trucess Tax Savings | Position: Proprietor/Owner | Address: 510 Hwy 3 N, League City, TX 77573, United States | Start Date: January 23, 2023 Investment Related: No | Nature of Activity: EA/Tax Planning Services | Hours per Month: 60 | Description: Enrolled Agent (Licensed), providing services in business and personal taxes, bookkeeping, Client Accounting Services (CAS), Tax Advisory Services (TAS), and tax returns. 5.) 5) Trucess, dba name for advisory services offered through Rossby Financial, LLC, President, start date 05/01/2024, dba name/support company, Rossby Financial and Trucess are unaffiliated entities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 2011-12-21 |
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