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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-02-15 |
Branch Locations
750 Walker Rd, Great Falls, VA 22066 • United States
1753 Pinnacle Dr 3Rd Fl [V6-Rbo], Mclean, VA 22102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 10/2012 | 04/2020 |
| Jp Morgan Chase Bank Na | New York | NY | 09/2015 | 04/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ashburn | VA | 05/2020 | 03/2022 |
| Bank Of America, N.A. | Ashburn | VA | 05/2020 | 03/2022 |
| Fidelity Investments | Lansdowne | VA | 03/2022 | 05/2023 |
| Wells Fargo Clearing Services, Llc | Great Falls | VA | 02/2024 | Present |
| Wells Fargo Bank, Na | Great Falls | VA | 01/2024 | Present |
| Na | Na | VA | 05/2023 | 01/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 2009-01-28 |
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