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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-12-28
VA RA APPROVED 2010-10-07
MD RA APPROVED 2009-12-11
  • TX RA
    APPROVED_RES
    Since 2015-12-28
  • VA RA
    APPROVED
    Since 2010-10-07
  • MD RA
    APPROVED
    Since 2009-12-11

Branch Locations

750 Walker Rd, Great Falls, VA 22066 • United States

1753 Pinnacle Dr 3Rd Fl [V6-Rbo], Mclean, VA 22102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Mclean VA 12/2009 11/2016
Wells Fargo Clearing Services, Llc Mclean VA 11/2016 Present
Previous Registrations
  • 2002-09-24 → 2009-12-15
    Truist Investment Services, Inc.
    Rockville, MD
    Silver Spring, MD
    Silver Spring, MD
    Rockville, MD
    Gaithersburg, MD
    Rockville, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-02
S63 Uniform Securities Agent State Law Examination 1997-04-25
  • S65 Uniform Investment Adviser Law Examination
    1997-05-02
  • S63 Uniform Securities Agent State Law Examination
    1997-04-25

View on SEC IAPD

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