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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-08-09 |
Branch Locations
50 Square Drive Suite 210, Victor, NY 14564 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-04-24 |
Branch Locations
50 Square Drive Suite 210, Victor, NY 14564 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Rochester | NY | 12/2012 | 10/2017 |
| Cooper/Haims Advisors, Llc | Rochester | NY | 03/2024 | Present |
| Esl Federal Credit Union | Rochester | NY | 04/2019 | 03/2024 |
| Tompkins Financial Advisors | Pittsford | NY | 10/2017 | 04/2019 |
| Lpl Financial Llc | Rochester | NY | 08/2024 | Present |
1. 07/23/2024- Cooper/Haims Advisors, LLC- Financial Institution Duty- NY 14564- Inv Rel-80 hrs per mnth- 20 hrs during trading- Start Date 03/25/2024 2. 07/23/2024- ESL Investment Services- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s) 3. 07/23/2024- ESL Trust Services, LLC- Financial Institution Duty- NY 14604- 2 Hrs per Mnth- 2 hrs During Trading- Inv Rel- Start Date 6/2019
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-01-12 |
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