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Paul P Waller

Sanctuary Advisors, LLC

Mattoon, IL

Town And Country, MO

CRD 5620098

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Employer firm

Sanctuary Advisors, LLC CRD 226606

$34.9B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Sanctuary Advisors, Llc

1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-06-12
TX RA APPROVED_RES 2022-08-29
MO RA APPROVED 2022-08-26
  • IL RA
    APPROVED
    Since 2023-06-12
  • TX RA
    APPROVED_RES
    Since 2022-08-29
  • MO RA
    APPROVED
    Since 2022-08-26

Branch Locations

1402 Broadway, Mattoon, IL 61938 • United States

12977 N Forty Drive Suite 310, Town And Country, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc St. Louis MO 11/2008 11/2016
Wells Fargo Clearing Services, Llc St. Louis MO 11/2016 08/2022
Sanctuary Securities, Inc. St. Louis MO 08/2022 Present
Sanctuary Advisors, Llc St. Louis MO 08/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-17
  • S66 Uniform Combined State Law Examination
    2012-12-17
Other Names
  • Paul Waller

View on SEC IAPD

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