Best Investors Account Sign in

James Martin Bullard

Equitable Advisors, LLC

West End, NC

CRD 5620095

Claim This Profile
Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2010-05-21
  • NC RA
    APPROVED
    Since 2010-05-21

Branch Locations

West End, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 02/2009 06/2020
Equitable Advisors, Llc New York NY 02/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-06
  • S66 Uniform Combined State Law Examination
    2010-05-06
Other Names
  • James M Bullard
  • Marty Bullard

View on SEC IAPD

More in West End, NC

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor