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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-06 |
Branch Locations
475 Springfield Ave, Summit, NJ 07901 • United States
Lubbock, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Laguna Niguel | CA | 08/2015 | 03/2017 |
| Morgan Stanley Private Bank, National Association | New York | NY | 09/2015 | 03/2017 |
| Crown Capital Securities, Lp | Orange | CA | 09/2018 | 06/2021 |
| Benefit Equity | Santa Ana | CA | 04/2018 | 06/2021 |
| Unemployed | Dallas | TX | 04/2017 | 03/2018 |
| Unemployed | Dallas | TX | 06/2021 | 05/2022 |
| The Leaders Group Inc | Summit | NJ | 01/2023 | Present |
| Momenta Benefits | Lubbock | TX | 05/2022 | 02/2025 |
| Comprehensive Benefit Consultants | Lubbock | TX | 03/2025 | 05/2025 |
1.) TLG ADVISORS INC - 1/13/2023 - 475 Springfield Avenue, Summit, NJ 07901 - IAR, Invt Rel, RA business, 0 hrs/mo; 0 hrs/mo (during trading hours). 2.) PACIFIC INTEGRATION 401(k) SERVICES - 3/12/2026 - 6605 Grand Montecito Parkway, Suite 100, Las Vegas, NV 89149 - 50% Owner, The selling of third party compliance testing, Compliance testing 5500 forms for 401(k)s, Not Invt. Rel, 80 hrs/mo; 35 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-01 |
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