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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-06 |
| FL | RA | APPROVED | 2021-06-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| America'S First Federal Cu | Mobile | AL | 02/2004 | 05/2021 |
| Lpl Financial Llc | Charlotte | NC | 01/2012 | 05/2021 |
| Regions Bank | Pensacola | FL | 05/2021 | Present |
| Cetera Investment Advisers Llc | Pensacola | FL | 05/2021 | Present |
| Cetera Investment Services Llc | Saint Cloud | MN | 05/2021 | Present |
1. KIWANIS CLUB TREASURER, 1/HR/WK
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 2009-03-11 |
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