Viral Nayak

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 12/2024
  Citigroup
  Lombard, IL
• 12/2024 → Present
  Morgan Stanley Smith Barney Llc
  Chicago, IL
• 01/2025 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Previous Registrations

• 2016-04-29 → 2024-12-17
  Citigroup Global Markets Inc.
  Chicago, IL
  Orland Park, IL
  Tinley Park, IL
  Lombard, IL
  Lombard, IL
  Chicago, IL
  Schaumburg, IL
  Chicago, IL
  Miami, FL
  Schaumburg, IL
  Chicago, IL
  Chicago, IL
  New York, NY
  Orland Park, IL
• 2009-07-22 → 2016-05-02
  Fifth Third Securities, Inc.
  Naperville, IL
  Romeoville, IL
  St. Charles, IL
  Naperville, IL
  Naperville, IL
  St. Charles, IL
  St. Charles, IL
  Batavia, IL
  Lockport, IL
  West Chicago, IL
  Shorewood, IL
  Naperville, IL
  Romeoville, IL
  Warrenville, IL
  St. Charles, IL
  New Lenox, IL
  Mokena, IL
  Orland Park, IL
  Orland Park, IL
  Aurora, IL
  Naperville, IL
  Oswego, IL
  Orland Park, IL
  Kankakee, IL
  Oswego, IL
• 2008-11-24 → 2009-07-10
  Waddell & Reed
  Mokena, IL

Exams

• S66 Uniform Combined State Law Examination
  2008-11-21

Designations

• Certified Financial Planner

Other Names

• Viral Nagak
• Rocky Nayak