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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-11-26 |
Branch Locations
475 Springfield Ave, Summit, NJ 07901 • United States
85 W Algonquin Road, Suite 395, Arlington Heights, IL 60005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks | El Segundo | CA | 09/2015 | 10/2018 |
| Numark Credit Union | New Lenox | IL | 05/2016 | 11/2019 |
| Lpl Financial Llc | Rolling Meadows | IL | 10/2018 | 10/2024 |
| The Leaders Group Inc | Littleton | CO | 10/2024 | Present |
| Resource Ins & Fin Group | Arlington Heights | IL | 09/2024 | Present |
1.) RESOURCE INS & FIN GROUP - 9/29/2024 - 85 W Algonquin Road, Suite 395, Arlington Heights, IL 60005 - Financial Advisor, Financial planning/investment management/insurance sales, Not Invt Rel, Insurance and investment management business, 80 hrs/mo; 20 hrs/mo (during trading hours). 2.) TLG ADVISORS INC - 10/4/2024 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, RA business, 10 hrs/mo; 10 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 2008-12-19 |
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